Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Vanwert is a financial advisor registered with LPL Financial LLC since May 2022. James has been active in the financial industry since May 28, 2010. James holds the Series 6, 7, 63, and 66 licenses. James's professional experience includes roles with CUNA Brokerage Services, Inc. and CUNA Mutual Group. James's specializations include financial planning, investment management, and insurance. James is licensed in 22 states, including Pennsylvania, Delaware, Florida, New York, and Texas. LPL Financial LLC has been providing financial services to individuals, businesses, and institutions since 1989. LPL Financial LLC is one of the largest independent broker-dealers in the United States, with over 17,000 financial advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
05/18/2022 - Present
LPL Financial LLC (WILKES-BARRE PA)
PA
09/14/2010 - 05/18/2022
CUNA BROKERAGE SERVICES, INC. (WILKES-BARRE PA)
PA
06/29/2009 - 10/15/2009
CUNA BROKERAGE SERVICES, INC. (WILKES-BARRE PA)
BOTH
Issued 03/31/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/24/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/24/2014
Series 7 - General Securities Representative Examination
BC
Issued 06/25/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure James Vanwert is the right advisor for you? Invested Better is here to help.
