Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Henry Spearman is a financial professional with over two years of experience in the securities industry. James is currently registered with Fidelity Brokerage Services LLC. James holds the Series 7TO, Series 63, and SIE licenses. James was previously employed by Vanguard Marketing Corporation in Malvern, PA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
12/12/2022 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
PA
08/19/2020 - 09/09/2022
VANGUARD MARKETING CORPORATION (MALVERN PA)
BC
Issued 09/02/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/19/2020
Series 7TO - General Securities Representative Examination
BC
Issued 06/16/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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