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James Henry Rop

Osaic Institutions, Inc.

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About James Henry Rop

James Henry Rop is a financial advisor with Osaic Institutions, Inc. James has been in the financial services industry since 1999. James is licensed to provide financial advice in Michigan. James is a Series 6, Series 7, and Series 63 licensed professional and holds the SIE exam. Osaic Institutions, Inc. specializes in providing financial advice to individuals, corporations, and charitable organizations.

Firm Information

James Rop is currently registered with Osaic Institutions, Inc.. Osaic Institutions, Inc. is a Corporation headquartered in MERIDEN, CT, United States. The firm was formed on 1993-04-07 and is registered with the SEC and in 53 states. Osaic Institutions, Inc. provides financial planning, pension consulting, educational seminars, and other advisory services to a wide range of clients, including individuals, corporations, charitable organizations, and high net worth individuals. The firm manages approximately $3,626,644,800 in assets and has over 1,700 licensed agents, investment adviser representatives, and registered representatives.
Osaic Institutions, Inc.

538 PRESTON AVENUE

MERIDEN, CT 06450-4858

$3.63B

Assets Under Management

25

Total Clients

641

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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solicitation services for other advisers

Solicitation services for other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Rop’s Registration & Firm History

MI

07/07/2010 - Present

Osaic Institutions, Inc. (Mt. Clemens MI)

NC

01/25/2010 - 07/01/2010

SOUTHEAST INVESTMENTS, N.C., INC. (CHARLOTTE NC)

MI

04/02/2003 - 02/04/2010

SECURIAN FINANCIAL SERVICES, INC. (MT. CLEMENS MI)

NY

03/29/1999 - 03/20/2003

AXA ADVISORS, LLC (NEW YORK NY)

NY

03/29/1999 - 01/05/2000

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)

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Licenses & Designations

IA

Issued 11/11/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/02/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/04/2000

Series 7 - General Securities Representative Examination

BC

Issued 03/27/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Henry Rop.
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