Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Henry Pohlman is a financial advisor with over 35 years of experience in the industry. James is registered with Raymond James & Associates, Inc. and is licensed to provide investment advice in multiple states. Previously, James worked with Wells Fargo Advisors, LLC and A. G. Edwards & Sons, Inc. He is committed to providing personalized financial guidance and investment strategies tailored to meet the unique needs of his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
04/07/2020 - Present
Raymond James & Associates, Inc. (ST LOUIS MO)
MO
01/01/2008 - 01/20/2015
WELLS FARGO ADVISORS, LLC (FRONTENAC MO)
MO
11/17/1989 - 01/03/2008
A. G. EDWARDS & SONS, INC. (DES PERES MO)
MO
05/24/1984 - 11/24/1989
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
BOTH
Issued 02/05/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/15/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure James Pohlman is the right advisor for you? Invested Better is here to help.
