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James Henry Muller

Redi Global Technologies LLC

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About James Henry Muller

James Henry Muller is a financial professional with over 23 years of experience in the industry. James currently works at Redi Global Technologies LLC, a broker-dealer. James has a strong background in the securities industry, having previously held positions at firms such as Zanbato Securities LLC, Trump Securities, LLC, Weeden & Co. L.P., Alternet Securities Inc., ITG Inc., National Financial Services Corporation, and Smith Barney, Harris Upham & Co., Incorporated. James holds Series 7, 24, 55, and 63 licenses and is registered in New York.

Firm Information

James Muller is currently registered with Redi Global Technologies LLC. Redi Global Technologies LLC is a Limited Liability Company formed in September 1996 and registered in all 50 states, as well as Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

12

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Muller’s Registration & Firm History

NY

09/01/2021 - Present

Redi Global Technologies LLC (NEW YORK NY)

NY

03/21/2016 - 10/31/2017

ZANBATO SECURITIES LLC (New York NY)

FL

01/05/2016 - 03/24/2016

TRUMP SECURITIES, LLC (BOCA RATON FL)

CT

02/21/2012 - 10/04/2012

WEEDEN & CO.L.P. (GREENWICH CT)

NY

08/17/2009 - 08/03/2011

ALTERNET SECURITIES INC. (NEW YORK NY)

NY

09/20/1997 - 08/03/2011

ITG INC. (NEW YORK NY)

MA

08/05/1996 - 08/01/1997

NATIONAL FINANCIAL SERVICES CORPORATION (BOSTON MA)

NY

09/04/1991 - 06/29/1992

INVEMED ASSOCIATES, INCORPORATED (NEW YORK NY)

NY

08/20/1985 - 09/01/1989

SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/24/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/05/1996

Series 24 - General Securities Principal Examination

BC

Issued 10/31/2017

SIE - Securities Industry Essentials Examination

BC

Issued 10/26/2001

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 08/02/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Henry Muller.
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