Unclaimed
James Latham is a registered representative with Metlife Investors Distribution Co. James has been in the financial services industry since 1999. James is registered in 8 states including Delaware, District of Columbia, Illinois, Maryland, New Jersey, North Carolina, Pennsylvania, and Virginia. James has passed the Series 6, Series 26, and Series 63 exams. James is a member of FINRA. In addition to working at Metlife Investors Distribution Co. James has previously worked for METLIFE SECURITIES, INC, METROPOLITAN LIFE INSURANCE COMPANY, WALNUT STREET SECURITIES, INC., PRUCO SECURITIES, LLC., PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC, and CIGNA FINANCIAL ADVISORS,INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
06/30/2016 - Present
Metlife Investors Distribution Co. (BRIDGEWATER NJ)
NJ
05/09/2005 - 06/30/2016
METLIFE SECURITIES, INC (BRIDGEWATER NJ)
NY
05/09/2005 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
CA
11/18/2004 - 08/09/2005
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
NJ
12/13/2002 - 10/04/2004
PRUCO SECURITIES, LLC. (NEWARK NJ)
NJ
12/06/2001 - 12/13/2002
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
MA
12/06/1995 - 06/10/1997
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
12/06/1995 - 06/10/1997
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
PA
04/15/1993 - 02/01/1994
CIGNA FINANCIAL ADVISORS,INC. (RADNOR PA)
BC
Issued 11/30/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/28/1995
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/05/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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