Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Henry Huskey is a financial advisor with over 39 years of experience in the industry. James has a strong background in providing investment consulting services to both individual and institutional clients, and has been registered with Wells Fargo Clearing Services, LLC since February 2014. Previously, James worked at UBS Financial Services Inc., J.C. Bradford & Co., Wheat, First Securities, Inc., The Pinnacle Group, Inc., and E. F. Hutton & Company Inc. James holds Series 7, 63, and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
02/10/2014 - Present
Wells Fargo Clearing Services, LLC (CHARLOTTE NC)
NC
08/14/2000 - 02/20/2014
UBS FINANCIAL SERVICES INC. (CHARLOTTE NC)
NY
03/13/1998 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
NC
05/27/1988 - 04/03/1998
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
NA
02/28/1986 - 06/02/1988
THE PINNACLE GROUP, INC.
NA
10/19/1983 - 03/06/1986
E. F. HUTTON & COMPANY INC
BOTH
Issued 09/25/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/31/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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