Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Cox is a financial advisor with over 14 years of experience in the financial services industry. James is currently registered with Wells Fargo Advisors Financial Network, LLC and holds a Series 7 and Series 66 license. James is a Registered Representative in Illinois and a Registered Investment Advisor in Illinois and Texas. Prior to his current role, James worked at several firms including LPL FINANCIAL LLC, WELLS FARGO CLEARING SERVICES, LLC and UBS FINANCIAL SERVICES INC. James has a diverse client base and has been recognized for his expertise in financial planning, portfolio management, and investment consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IL
03/14/2024 - Present
Wells Fargo Advisors Financial Network, LLC (ST CHARLES IL)
IL
11/15/2019 - 03/19/2024
LPL FINANCIAL LLC (ARLINGTON HEIGHTS IL)
IL
11/02/2012 - 12/05/2019
WELLS FARGO CLEARING SERVICES, LLC (ARLINGTON HEIGHTS IL)
IL
03/27/2012 - 11/12/2012
UBS FINANCIAL SERVICES INC. (OAKBROOK TERRACE IL)
IL
09/30/2010 - 03/27/2012
WELLS FARGO ADVISORS, LLC (DEERFIELD IL)
IL
06/23/2010 - 08/27/2010
FIFTH THIRD SECURITIES, INC. (ELMHURST IL)
IL
06/19/2009 - 06/30/2010
WELLS FARGO ADVISORS, LLC (ARLINGTON HEIGHTS IL)
BOTH
Issued 08/29/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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