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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Berger is an active investment advisor representative registered in New Jersey. Berger's career in the financial industry began in August 1990. Berger is currently employed by Wells Fargo Advisors Financial Network, LLC. Previously, Berger was employed by MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and AMERICAN INTERNATIONAL FUND DISTRIBUTORS, INC. Berger has passed the Series 63, 65, 7, 24, 31, and SIE examinations. James has been registered in 15 states including, Arizona, California, Florida, Georgia, Massachusetts, Michigan, New Jersey, New York, North Carolina, Pennsylvania, South Carolina, Tennessee, Vermont, and Virginia. Berger provides investment consulting services to institutional clients and offers financial planning and pension consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
01/16/2009 - Present
Wells Fargo Advisors Financial Network, LLC (BARNEGAT NJ)
NJ
03/03/1993 - 01/20/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BRIDGEWATER NJ)
NY
08/28/1990 - 11/19/1993
AMERICAN INTERNATIONAL FUND DISTRIBUTORS, INC. (NEW YORK NY)
IA
Issued 04/14/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/18/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/10/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 08/08/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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