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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Baumann is a financial advisor at Iams Wealth Management, LLC. James has over 30 years of experience in the financial services industry. He is a Certified Financial Planner™ professional and holds Series 7, Series 24, and Series 63 securities licenses. James has a strong background in providing financial advice to individuals, families, and businesses. He is committed to helping his clients achieve their financial goals. James works with clients on a variety of financial planning needs, including retirement planning, investment management, college savings, and estate planning. James is also a licensed life and health insurance agent.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees from other advisers; percentage of plan assets
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2
NE
10/31/2024 - Present
Iams Wealth Management, LLC (OMAHA NE)
AZ
03/08/2011 - 10/15/2019
CLIENT ONE SECURITIES LLC (PHOENIX AZ)
AZ
11/27/2007 - 06/01/2010
MADISON AVENUE SECURITIES, INC. (PHOENIX AZ)
AZ
08/06/1997 - 12/04/2007
LINSCO/PRIVATE LEDGER CORP. (PHOENIX AZ)
MA
01/01/1990 - 08/06/1997
SUN INVESTMENT SERVICES COMPANY (WELLESLEY HILLS MA)
MA
03/25/1987 - 12/09/1989
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NA
03/30/1987 - 01/02/1988
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
BC
Issued 03/27/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/13/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
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