Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Wilson has been in the financial industry since 1976. James is currently registered with Cetera Advisor Networks LLC and has previously worked with Walnut Street Securities, Inc., Nathan & Lewis Securities, Inc., Pentad Securities, Inc., Dickinson & Co., Jesup, Josephthal & Co., Inc., Hanifen, Imhoff Securities Corp., Paine Webber Incorporated, Paine, Webber, Jackson & Curtis Incorporated, Merrill Lynch, Pierce, Fenner & Smith Incorporated, White, Weld & Co. Incorporated, and Shearson Hayden Stone Inc. Cetera Advisor Networks LLC is an independent broker-dealer that provides financial advisory services to individuals and institutions. James has a wide range of experience in the financial industry and is committed to providing his clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
01/05/2021 - Present
Cetera Advisor Networks LLC (DENVER CO)
CO
09/03/2013 - 12/31/2020
CETERA ADVISOR NETWORKS LLC (DENVER CO)
CO
08/01/2003 - 09/03/2013
WALNUT STREET SECURITIES, INC. (DENVER CO)
NY
12/10/2001 - 08/01/2003
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
AZ
07/08/1992 - 12/11/2001
PENTAD SECURITIES, INC. (SUN CITY AZ)
IA
07/19/1991 - 07/02/1992
DICKINSON & CO. (DES MOINES IA)
NA
02/16/1990 - 07/23/1991
JESUP, JOSEPHTHAL & CO., INC.
NA
10/17/1988 - 02/05/1990
HANIFEN, IMHOFF SECURITIES CORP.
NA
09/01/1988 - 02/05/1990
HANIFEN, IMHOFF SECURITIES CORP.
NA
07/22/1987 - 10/17/1988
HANIFEN, IMHOFF INC.
NA
01/31/1980 - 08/05/1987
PAINEWEBBER INCORPORATED
NA
01/05/1979 - 01/31/1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
NA
09/26/1978 - 02/06/1979
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
09/09/1977 - 09/26/1978
WHITE, WELD & CO. INCORPORATED
NA
11/17/1976 - 10/10/1977
SHEARSON HAYDEN STONE INC.
NA
06/25/1976 - 11/17/1976
SHEARSON HAYDEN STONE INC.
BC
Issued 04/21/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/30/1992
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/1977
PC - AMEX Put and Call Exam
BC
Issued 06/19/1976
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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