Unclaimed
James Hellstrom is a financial advisor with over 15 years of experience in the financial services industry. James currently works at Tradestation Securities, Inc., based in Chicago, Illinois. He has a broad range of experience, holding Series 3, 7 and 63 licenses and is licensed to practice in all 50 states. James is dedicated to providing his clients with personalized financial advice and strategies to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
02/29/2016 - Present
Tradestation Securities, Inc. (CHICAGO IL)
IL
01/07/2006 - 03/30/2015
GOLDMAN SACHS EXECUTION & CLEARING, L.P. (CHICAGO IL)
BC
Issued 02/25/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/2016
Series 3 - National Commodity Futures Examination
BC
Issued 11/14/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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