Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Heath Raper is a financial advisor who has been in the industry since January 2005. Currently, James is registered with Newedge Advisors as a Registered Representative and Investment Advisor Representative. Prior to that, James worked at First Horizon Advisors, Inc. and SunTrust Investment Services, Inc. James has also been registered as an investment advisor representative in several states including Tennessee, Florida, Illinois, Mississippi, and Missouri. James is a Series 7, Series 66, and Series 26 licensed financial advisor. He specializes in providing financial advice to individuals, businesses, corporations, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TN
09/23/2022 - Present
Newedge Advisors (Memphis TN)
TN
11/18/2013 - 10/06/2022
FIRST HORIZON ADVISORS, INC. (MEMPHIS TN)
TN
02/28/2006 - 11/22/2013
SUNTRUST INVESTMENT SERVICES, INC. (BARTLETT TN)
AL
04/25/2005 - 09/30/2005
AMSOUTH INVESTMENT SERVICES, INC. (BIRMINGHAM AL)
MN
07/21/2004 - 03/16/2005
SECURIAN FINANCIAL SERVICES, INC. (ST. PAUL MN)
BOTH
Issued 07/27/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/01/2008
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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