Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Headley is a financial advisor with Lincoln Financial Distributors, Inc. James has been in the industry since April 6, 2018. He has worked with Lincoln Financial Advisors Corporation, Lockton Investment Securities, LLC, and Edward Jones. James holds Series 7, 63, 65, and 66 securities licenses, as well as the SIE exam. James is registered to provide investment advice in Colorado.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IN
05/01/2024 - Present
Lincoln Financial Distributors, Inc. (FORT WAYNE IN)
IN
01/18/2022 - 05/01/2024
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IL
12/02/2019 - 12/14/2021
LOCKTON INVESTMENT SECURITIES, LLC (CHICAGO IL)
AZ
02/05/2010 - 06/28/2011
EDWARD JONES (TEMPE AZ)
BC
Issued 07/20/2020
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 08/28/2019
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 07/01/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/02/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/02/2019
SIE - Securities Industry Essentials Examination
BC
Issued 02/04/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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