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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Haynes is an Investment Advisor Representative with Wealth Enhancement Advisory Services, LLC and is registered with the state of Minnesota. James has been in the industry since 2015 and is also registered with the state of Kansas. He has experience with Wealth Enhancement Advisory Services, LLC, KESTRA INVESTMENT SERVICES, LLC, IVY DISTRIBUTORS, INC., and WADDELL & REED. James has passed multiple securities exams including Series 7, Series 52, Series 53, Series 24, and Series 66. James provides investment advisory services through Wealth Enhancement Advisory Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Erisa 3(38) investment manager
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees received from third party investment advisors
1
2
MN
03/08/2022 - Present
Wealth Enhancement Advisory Services, LLC (PLYMOUTH MN)
TX
08/18/2020 - 04/27/2021
KESTRA INVESTMENT SERVICES, LLC (AUSTIN TX)
KS
11/21/2016 - 08/17/2020
IVY DISTRIBUTORS, INC. (OVERLAND PARK KS)
KS
10/16/2014 - 04/03/2019
WADDELL & REED (OVERLAND PARK KS)
BOTH
Issued 02/12/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/09/2016
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/02/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/2016
Series 52 - Municipal Securities Representative Examination
BC
Issued 10/16/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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