Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Haymes is a financial professional with over 15 years of experience in the industry. James is currently registered with Foreside Funds Distributors LLC, a firm based in Boca Raton, FL. Previously, James was employed by Janus Distributors LLC in Denver, CO. James is licensed to sell securities in all 50 states and the District of Columbia. James holds the Series 63, Series 7 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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FL
06/19/2013 - Present
Foreside Funds Distributors LLC (BOCA RATON FL)
CO
06/24/2008 - 05/17/2013
JANUS DISTRIBUTORS LLC (DENVER CO)
BC
Issued 09/06/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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