Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Hasting Benoit is a financial advisor with over 20 years of experience in the industry. He is currently registered with Hightower Advisors, LLC and has been serving clients since January 2021. James has held various positions in the financial services industry including roles with Charles Schwab & Co., Inc. and Olde Discount Corporation. He is dedicated to providing comprehensive financial advice, including portfolio management, financial planning, and treasury management. James is a Chartered Financial Analyst (CFA) and holds several licenses including Series 7, 63, 66, 10, 24 and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Treasury management for corporate clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Retainer or service fees or some combination of 1, 2, 4, 5 & 7
1
2
TX
02/26/2021 - Present
Hightower Advisors, LLC (Dallas TX)
FL
02/24/1999 - 01/18/2021
CHARLES SCHWAB & CO., INC. (Orlando FL)
MI
08/31/1998 - 01/27/1999
OLDE DISCOUNT CORPORATION (DETROIT MI)
BOTH
Issued 07/28/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/04/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/09/2019
Series 24 - General Securities Principal Examination
BC
Issued 12/17/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/17/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/1998
Series 7 - General Securities Representative Examination
BC
Issued 08/29/1998
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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