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James Harry Russo

Foreside Fund Services, LLC

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About James Harry Russo

James Harry Russo is a securities professional with over 17 years of experience in the financial industry. James is currently registered with Foreside Fund Services, LLC and is licensed to conduct business in 38 states. Prior to joining Foreside Fund Services, LLC, James was employed with ALLIANCEBERNSTEIN INVESTMENTS, INC. and J.P. MORGAN SECURITIES INC. James has a strong understanding of the financial markets and a commitment to providing clients with personalized investment advice.

Firm Information

James Russo is currently registered with Foreside Fund Services, LLC. Foreside Fund Services, LLC is a Limited Liability Company formed in 1998. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

625

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Russo’s Registration & Firm History

PA

12/22/2023 - Present

Foreside Fund Services, LLC (Radnor PA)

NY

03/07/2006 - 03/30/2009

ALLIANCEBERNSTEIN INVESTMENTS, INC. (NEW YORK NY)

NY

06/30/2003 - 02/21/2006

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

06/15/2001 - 06/02/2003

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (NEW YORK NY)

NY

05/01/2001 - 06/15/2001

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

02/13/2001 - 05/01/2001

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/01/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/22/2023

Series 7TO - General Securities Representative Examination

BC

Issued 09/08/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Harry Russo.
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