Unclaimed
James Harrison Powell is a financial advisor currently registered with Ashton Stewart & CO., Inc. James holds the Series 63, Series 79TO, and SIE licenses and is registered in Virginia. James has been in the industry since November 5, 2020. The firm's main office is located at 1395 BRICKELL AVE, SUITE 800 in MIAMI, FL 33131.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
11/06/2020 - Present
Ashton Stewart & CO., Inc. (MIAMI FL)
BC
Issued 12/18/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/06/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 09/22/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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