Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Conway has been in the financial services industry since December 1999. James has experience in the securities industry. James is currently registered with Farmers Financial Solutions, LLC and has been with them since January 2004. James has passed several industry exams including Series 63, SIE, Series 6, Series 7 and Series 1. James is registered to sell securities in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
01/01/2004 - Present
Farmers Financial Solutions, LLC (SAN DIEGO CA)
NA
10/12/1984 - 10/30/1987
PRINCIPAL SECURITIES, INC.
NA
12/09/1983 - 09/13/1984
INTRASTATE INSURANCE SERVICE INC.
NA
12/18/1981 - 03/10/1982
IDS MARKETING CORPORATION
BC
Issued 01/07/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/28/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/16/1985
Series 7 - General Securities Representative Examination
BC
Issued 04/09/1979
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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