Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Harris Tyre is a financial professional with over 20 years of experience in the industry. James Tyre has a Series 7, Series 86, Series 87, and SIE. James Tyre is currently registered with Neuberger Berman BD LLC. James Tyre previously worked at Lehman Brothers Inc. James Tyre has a total of 3 SRO registrations and 1 state registration. James Tyre is registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
03/20/2006 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
09/10/2001 - 03/22/2006
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 09/20/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/31/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 03/04/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 09/08/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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