Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Harris is a financial advisor with over 30 years of experience in the financial services industry. James has held positions at several firms, including Morgan Keegan & Company, Inc., Wachovia Securities, Inc., Lincoln Financial Advisors Corporation, and The Lincoln National Life Insurance Company. He currently works for Wells Fargo Advisors Financial Network, LLC, providing investment consulting services to individual and institutional clients. James holds several industry licenses, including Series 6, 7, 9, 10, 63, and 65. James also has a Certified Financial Planner designation. James is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
GA
05/24/2024 - Present
Wells Fargo Advisors Financial Network, LLC (ALBANY GA)
FL
09/16/2014 - 05/17/2024
WELLS FARGO CLEARING SERVICES, LLC (MIRAMAR BEACH FL)
GA
11/19/2004 - 09/17/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ALBANY GA)
TN
10/05/2001 - 11/23/2004
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
NC
02/18/1993 - 11/29/2001
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
IN
10/23/1991 - 02/19/1993
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
10/23/1991 - 02/19/1993
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
NJ
12/18/1990 - 10/07/1991
H. C. COPELAND AND ASSOCIATES EQUITIES, INC. (SOMERSET NJ)
IA
Issued 01/05/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/01/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/27/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/02/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/27/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/30/1993
Series 7 - General Securities Representative Examination
BC
Issued 12/17/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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