Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Harold Walsh is a financial advisor with over 30 years of experience in the financial services industry. James is a Certified Financial Planner™ professional who is registered with Focus Financial. James works in Minneapolis, MN where he is registered with the state of Minnesota as both a broker and an investment advisor. James also holds Series 7, Series 63, and SIE licenses. James has been working with Focus Financial since 2014, and has previously been registered with ROYAL ALLIANCE ASSOCIATES, INC., AMERICAN EXPRESS FINANCIAL ADVISORS INC. and IDS LIFE INSURANCE COMPANY. James has a broad range of experience working with individuals, families, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Percentage of assets under management with third party manager
1
2
MN
01/13/2014 - Present
Focus Financial (MINNEAPOLIS MN)
NA
05/10/1996 - 06/03/1996
ROYAL ALLIANCE ASSOCIATES, INC.
MN
08/25/1988 - 05/14/1996
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
08/25/1988 - 05/14/1996
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 06/21/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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