Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Harold Veneziano is a financial advisor with over 17 years of experience in the financial services industry. James has been registered with LPL Financial LLC since 2019. Prior to LPL Financial LLC, James worked for Ameriprise Financial Services, Inc. James holds the Series 7, Series 63, and Series 66 licenses, and he is registered in Delaware, Louisiana, New Jersey, New York, and South Carolina. James has a strong focus on providing personalized financial advice to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
08/03/2021 - Present
LPL Financial LLC (STATEN ISLAND NY)
NY
06/08/2011 - 09/26/2019
AMERIPRISE FINANCIAL SERVICES, INC. (Scarsdale NY)
NY
02/12/2008 - 06/08/2011
CHASE INVESTMENT SERVICES CORP. (STATEN ISLAND NY)
NJ
10/27/2006 - 02/06/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SHORT HILLS NJ)
NY
10/25/2005 - 10/02/2006
J.P. TURNER & COMPANY, L.L.C. (STATEN ISLAND NY)
NY
06/03/2005 - 10/19/2005
JOSEPH STEVENS & COMPANY, INC. (BROOKLYN NY)
BOTH
Issued 11/16/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/10/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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