Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Harold Stark is a financial professional with over 30 years of experience in the industry. James has a broad range of experience, having worked with several firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS Financial Services Inc., and Wells Fargo Advisors Financial Network, LLC. James currently works with Cetera Investment Advisers LLC. James holds a variety of licenses and certifications including Series 7, Series 63, Series 65, and the SIE. James is also a Certified Financial Planner. James has a proven track record of success in providing financial advice to individuals, families, and businesses. James specializes in a variety of areas, including financial planning, portfolio management, and insurance. James is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
03/21/2024 - Present
Cetera Investment Advisers LLC (TUCSON AZ)
AZ
06/12/2009 - 05/07/2019
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (TUCSON AZ)
AZ
08/30/2002 - 07/01/2009
UBS FINANCIAL SERVICES INC. (TUSCON AZ)
NY
02/16/1990 - 09/17/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 12/10/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 2/21/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/10/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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