Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Stark is a financial professional with over 30 years of experience in the financial services industry. James is a Certified Financial Planner™ and holds the Series 63, 65 and 7 licenses. James currently works at Cetera Investment Advisers LLC, in the Tucson, Arizona branch. James has also previously worked at Wells Fargo Advisors Financial Network, LLC, UBS Financial Services Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. James is registered to conduct business in 30 states. James specializes in working with high-net-worth individuals, corporations, and charitable organizations. James also offers a variety of financial planning services, including retirement planning, investment management, and estate planning. James has a strong commitment to providing clients with personalized service and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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AZ
03/21/2024 - Present
Cetera Investment Advisers LLC (TUCSON AZ)
AZ
06/12/2009 - 05/07/2019
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (TUCSON AZ)
AZ
08/30/2002 - 07/01/2009
UBS FINANCIAL SERVICES INC. (TUSCON AZ)
NY
02/16/1990 - 09/17/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 12/10/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/21/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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