Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Harold Ross is a financial advisor with over 14 years of experience in the industry. James is currently registered with LPL Financial LLC in Braintree, MA. James has a strong track record of helping clients achieve their financial goals and providing them with personalized advice. He is committed to building long-term relationships with his clients based on trust and understanding. Prior to joining LPL Financial LLC, James held positions at OSAIC WEALTH, INC., SAGEPOINT FINANCIAL, INC., SECURIAN FINANCIAL SERVICES, INC., HORNOR, TOWNSEND & KENT, INC., METLIFE SECURITIES INC. and NEW ENGLAND SECURITIES. James is dedicated to providing his clients with the highest level of service and is committed to helping them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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MA
07/09/2024 - Present
LPL Financial LLC (BRAINTREE MA)
MA
09/01/2023 - 07/05/2024
OSAIC WEALTH, INC. (BRAINTREE MA)
MA
08/02/2022 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (BRAINTREE MA)
MA
01/25/2018 - 08/19/2022
SECURIAN FINANCIAL SERVICES, INC. (Braintree MA)
MA
11/20/2015 - 01/22/2018
HORNOR, TOWNSEND & KENT, INC. (QUINCY MA)
MA
01/02/2015 - 11/24/2015
METLIFE SECURITIES INC. (MARSHFIELD MA)
MA
09/14/2010 - 01/02/2015
NEW ENGLAND SECURITIES (MARSHFIELD MA)
MA
03/24/2010 - 09/08/2010
MML INVESTORS SERVICES, INC. (BOSTON MA)
IA
Issued 10/05/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/21/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/23/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/23/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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