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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Harold Mitchell is a financial advisor with Cetera Investment Advisers LLC, registered in Pennsylvania. James has been in the financial services industry since 1993, and has a wealth of experience in providing financial planning, investment management, and insurance solutions to individuals, families, and businesses. James holds the Series 63, 65, 7, 24, 26, 52TO, 53, and SIE licenses, and is a Chartered Financial Consultant. James previously worked with Cambridge Investment Research, Inc., AXA Advisors, LLC, MML Investors Services, Inc., New England Securities, Pruco Securities Corporation, and Princor Financial Services Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
PA
06/29/2023 - Present
Cetera Investment Advisers LLC (LEMOYNE PA)
PA
07/16/2013 - 03/30/2022
CAMBRIDGE INVESTMENT RESEARCH, INC. (Camp Hill PA)
PA
06/29/2010 - 07/19/2013
AXA ADVISORS, LLC (LANCASTER PA)
PA
01/31/2004 - 06/01/2010
MML INVESTORS SERVICES, INC. (CAMP HILL PA)
NY
05/08/2000 - 01/23/2004
NEW ENGLAND SECURITIES (NEW YORK NY)
NJ
04/02/1997 - 05/08/2000
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
12/07/1993 - 02/07/1997
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
IA
Issued 6/4/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/8/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 4/28/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 5/1/2007
Series 24 - General Securities Principal Examination
BC
Issued 6/1/1998
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 1/2/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 1/2/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/6/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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