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James Harold Hayward

Cetera Investment Services LLC

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About James Harold Hayward

James Harold Hayward has been in the financial industry since April 29, 2011. James is currently registered with Cetera Investment Services LLC in Florida and has previous experience with PNC Investments and Primevest Financial Services, Inc.. James is also licensed to sell securities and investment advisory services in Florida.

Firm Information

James Hayward is currently registered with Cetera Investment Services LLC. Cetera Investment Services LLC is a Limited Liability Company formed on November 30, 2012, and approved to operate in 53 states and the District of Columbia. The firm has 1 approved SEC registration and 53 approved state registrations. Cetera Investment Services LLC has a history of regulatory events (11 reported) and arbitration disclosures (3 reported).

Not reported

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Hayward’s Registration & Firm History

FL

12/21/2021 - Present

Cetera Investment Services LLC (NAPLES FL)

WI

01/23/2017 - 12/06/2018

PNC INVESTMENTS (MILWAUKEE WI)

WI

01/15/2014 - 02/20/2015

PNC INVESTMENTS (MILWAUKEE WI)

WI

08/23/2010 - 01/31/2012

PNC INVESTMENTS (MENOMONEE FALLS WI)

WI

01/10/2006 - 08/02/2010

PRIMEVEST FINANCIAL SERVICES, INC. (DELAFIELD WI)

NY

06/03/2005 - 12/31/2005

CADARET, GRANT & CO., INC. (SYRACUSE NY)

MN

12/12/2002 - 01/14/2004

THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)

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Licenses & Designations

IA

Issued 11/17/2010

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/17/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/12/2006

Series 7 - General Securities Representative Examination

BC

Issued 12/11/2002

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Harold Hayward.
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