Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Harman Bishopp is a financial advisor with LPL Financial LLC, a firm headquartered in Fort Mill, SC. James is registered with the state of Arizona. James has been in the financial services industry since 1987.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AZ
11/29/2021 - Present
LPL Financial LLC (TUCSON AZ)
AZ
01/05/2011 - 11/29/2021
VOYA FINANCIAL ADVISORS, INC. (TUCSON AZ)
AZ
10/10/2008 - 01/03/2011
ING FINANCIAL ADVISERS, LLC (TUCSON AZ)
AZ
11/03/1999 - 10/16/2008
NATIONAL PLANNING CORPORATION (TUCSON AZ)
AZ
06/13/1995 - 11/01/1999
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
IL
10/27/1989 - 06/14/1995
INVESTORS BROKERAGE SERVICES, INC. (ELGIN IL)
CA
04/10/1989 - 11/08/1989
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
NA
06/04/1987 - 04/10/1989
AMERICAN PACIFIC SECURITIES CORPORATION
NA
02/19/1987 - 05/19/1987
AMERICAN CAPITAL FINANCIAL SERVICES, INC.
IA
Issued 10/06/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/19/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 03/19/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 09/15/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/03/1995
Series 7 - General Securities Representative Examination
BC
Issued 02/17/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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