Unclaimed
James Hardin Shoemaker is a financial advisor with over 40 years of experience in the industry. James has a strong track record of providing financial advice and investment management services. James is currently registered with Cetera Investment Advisers LLC, a large investment advisory firm with offices nationwide. James previously held positions with a number of other firms, including Securian Financial Services, Inc., Shoemaker Securities Company, Inc., Carey Jamison & Company, Hibbard Brown & Co., Inc., and FSC Securities Corporation. James holds a number of professional designations, including Certified Financial Planner and Chartered Financial Consultant. James is committed to providing personalized financial advice and investment management services to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TN
08/10/2023 - Present
Cetera Investment Advisers LLC (GERMANTOWN TN)
TN
08/02/1990 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (GERMANTOWN TN)
NA
03/17/1989 - 02/21/1990
SHOEMAKER SECURITIES COMPANY, INC.
NA
12/21/1988 - 04/22/1989
CAREY JAMISON & COMPANY
NA
09/02/1987 - 10/31/1988
HIBBARD BROWN & CO., INC.
NA
11/04/1981 - 09/14/1987
FSC SECURITIES CORPORATION
BC
Issued 12/07/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/27/1984
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/13/1974
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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