Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Hannon is a financial professional with over 20 years of experience in the financial services industry. James holds Series 6 and 63 securities licenses and is registered to offer securities in Delaware, Florida, Illinois, Indiana, New Jersey, North Carolina, Ohio, Pennsylvania and Texas. James currently works at Allstate Financial Services, LLC. James has previously worked for Northwestern Mutual Investment Services, LLC and Pruco Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
01/02/2002 - Present
Allstate Financial Services, LLC (Pipersville PA)
WI
12/06/2001 - 02/06/2002
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
NJ
11/09/1999 - 09/19/2001
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 11/16/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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