Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Hanafin is a financial advisor with over 27 years of experience in the financial services industry. James is currently a registered representative with J.p. Morgan Securities LLC. He has held previous roles with Morgan Stanley, UBS Financial Services Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., CCO Investment Services Corp., J.P. Morgan Securities Inc., Dean Witter Reynolds Inc., PaineWebber Incorporated, MetLife Securities Inc. and Metropolitan Life Insurance Company. James specializes in providing financial planning, pension consulting, and portfolio management services to individuals, businesses, and other institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
MA
06/21/2022 - Present
J.p. Morgan Securities LLC (Boston MA)
MA
04/17/2020 - 06/13/2022
MORGAN STANLEY (Boston MA)
MA
05/20/2009 - 04/16/2020
UBS FINANCIAL SERVICES INC. (BOSTON MA)
MA
05/08/2007 - 05/21/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WESTBOROUGH MA)
MA
05/26/2005 - 04/30/2007
CITIGROUP GLOBAL MARKETS INC. (WALTHAM MA)
RI
03/05/2003 - 05/19/2005
CCO INVESTMENT SERVICES CORP. (JOHNSTON RI)
NY
06/06/2000 - 11/13/2002
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
09/18/1997 - 07/17/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NJ
10/27/1995 - 09/17/1997
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
MA
07/08/1995 - 10/04/1995
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
07/08/1995 - 10/04/1995
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NJ
01/28/1995 - 04/05/1995
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
08/31/1994 - 01/28/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
BOTH
Issued 09/11/2020
Series 66 - Uniform Combined State Law Examination
IA
Issued 06/30/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/12/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/06/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/07/2002
Series 4 - Registered Options Principal Examination
BC
Issued 04/26/2002
Series 24 - General Securities Principal Examination
BC
Issued 08/12/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/23/2021
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/1994
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure James Hanafin is the right advisor for you? Invested Better is here to help.
