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James Hampton Simmons

Alexander Capital, LP

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About James Hampton Simmons

James Hampton Simmons has been in the financial services industry since August 10, 1994. James is currently registered with Alexander Capital, LP, and has been with the firm since September 16, 2020. Previously, James was registered with International Assets Advisory, LLC, J.P. Turner & Company, L.L.C., Brookstreet Securities Corporation, National Planning Corporation, FSC Securities Corporation, PaineWebber Incorporated, and Dean Witter Reynolds Inc. James is a registered representative and holds the following FINRA licenses: Series 7, Series 24, Series 63, Series 66 and SIE. James is also a registered representative in 23 states.

Firm Information

James Simmons is currently registered with Alexander Capital, LP. Alexander Capital, LP is a partnership formed in November 1995. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

50

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Simmons’s Registration & Firm History

NJ

09/16/2020 - Present

Alexander Capital, LP (RED BANK NJ)

OR

08/27/2015 - 09/30/2020

INTERNATIONAL ASSETS ADVISORY, LLC (EUGENE OR)

OR

07/19/2007 - 08/27/2015

J.P. TURNER & COMPANY, L.L.C. (EUGENE OR)

OR

06/05/2000 - 07/20/2007

BROOKSTREET SECURITIES CORPORATION (CRESWELL OR)

CA

01/04/1999 - 06/29/2000

NATIONAL PLANNING CORPORATION (LOS ANGELES CA)

GA

10/25/1997 - 12/21/1998

FSC SECURITIES CORPORATION (ATLANTA GA)

NJ

12/08/1995 - 10/06/1997

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

NY

07/11/1994 - 12/12/1995

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

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Licenses & Designations

BOTH

Issued 01/31/2019

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/23/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/09/1999

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/22/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 13 public disclosures for James Hampton Simmons. Review regulatory record here.
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