Unclaimed
James Hampton Nash is an active financial professional registered with the state of Illinois as both a broker-dealer and an investment advisor. James has been in the financial services industry since 2011. James has a total of 6 exams passed including SIE, Series 6, Series 7, Series 24, Series 63 and Series 65, and holds registrations with both FINRA and the state of Illinois. James is currently employed with First Command Advisory Services as a Registered Representative. Before that, James worked with FIRST COMMAND FINANCIAL PLANNING, INC. James is a specialist in retirement planning and mutual funds.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IL
12/15/2015 - Present
First Command Advisory Services (O'FALLON IL)
IL
11/03/2011 - 01/20/2012
FIRST COMMAND FINANCIAL PLANNING, INC. (O'FALLON IL)
BOTH
Issued 03/30/2015
Series 66 - Uniform Combined State Law Examination
IA
Issued 10/26/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/30/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/09/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/02/2015
Series 7 - General Securities Representative Examination
BC
Issued 10/05/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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