Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Holcombe is a financial professional with over 10 years of experience in the industry. James has held roles at several firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated, BOFA Securities, Inc., and Brookwood Associates, L.L.C. James is currently registered with Realta Equities, Inc. in North Carolina. James holds the Series 63, Series 79, and SIE licenses. James is experienced with the Investment Banking Registered Representative Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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DE
07/16/2024 - Present
Realta Equities, Inc. (WILMINGTON DE)
NC
05/10/2019 - 03/21/2023
BOFA SECURITIES, INC. (CHARLOTTE NC)
NC
07/19/2013 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
GA
08/24/2012 - 07/22/2013
BROOKWOOD ASSOCIATES, L.L.C. (ATLANTA GA)
BC
Issued 08/29/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/2012
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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