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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Halink is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. James is a licensed investment advisor representative in California and Texas. James has been working in the financial industry since 2014. James has a broad range of experience in securities industry, including general securities, securities industry essentials and investment advisory services. James offers a variety of financial services, including investment management, financial planning, pension consulting, educational seminars and research reports. James provides investment advice to individuals, families, businesses, retirement plans and charitable organizations. James is registered with the Financial Industry Regulatory Authority (FINRA) and holds licenses in a wide range of states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
07/10/2017 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SANTA BARBARA CA)
BOTH
Issued 07/07/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/13/2017
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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