Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Haick is a financial advisor currently registered with Kovack Securities Inc. James has been in the financial services industry since December 2002. James has been a registered representative with Kovack Securities Inc. since June 2020. Previously, James was registered with Investcorp, Inc. from June 2009 to June 2020, and Commonwealth Financial Network from May 2006 to June 2009. James is licensed to sell securities in Arizona, California, Florida, Georgia, Hawaii, Maryland, Michigan, Missouri, New York, North Carolina, Oklahoma, South Carolina, Washington, and Wisconsin. James holds the Series 7, Series 63, Series 79TO, and SIE securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
06/05/2020 - Present
Kovack Securities Inc. (Bonita Springs FL)
FL
06/18/2009 - 06/08/2020
INVESTACORP, INC. (BONITA SPRINGS FL)
FL
05/15/2006 - 06/19/2009
COMMONWEALTH FINANCIAL NETWORK (FORT MYERS FL)
SC
12/10/2002 - 05/17/2006
EDWARD JONES (HARTSVILLE SC)
BC
Issued 12/13/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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