Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Ward is an active broker and investment advisor representative. James Ward is registered with Edward Jones. James Ward has been in the industry since February 1998. James Ward has a Series 6, 7, 66 and SIE license. James Ward works in the South Kingstown, Rhode Island office of Edward Jones. James Ward is also registered in Arizona, California, Colorado, Connecticut, Delaware, Florida, Georgia, Hawaii, Illinois, Kentucky, Maine, Maryland, Massachusetts, Michigan, New Hampshire, New Jersey, New Mexico, New York, North Carolina, Ohio, Oregon, Rhode Island, South Dakota, Tennessee, Texas, Vermont, Virginia, and Washington. Edward Jones is a well-respected firm, with approximately $10 billion to $50 billion in assets under management and has over 27,000 clients. Edward Jones offers financial planning services, pension consulting, selection of other advisers, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
RI
05/08/2024 - Present
Edward Jones (SOUTH KINGSTOWN RI)
MA
02/19/1998 - 11/21/2001
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
02/19/1998 - 11/21/2001
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BOTH
Issued 04/29/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/09/2024
Series 7TO - General Securities Representative Examination
BC
Issued 03/11/2024
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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