Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Van epps is a financial advisor in Roswell, GA. James has been in the financial industry since 1980 and is currently registered with Innovation Partners LLC. James has a wide range of experience in the financial industry and is committed to providing his clients with personalized financial advice. James has a strong track record of success in helping his clients achieve their financial goals. James specializes in providing consulting services to qualified retirement plans, financial planning, pension consulting, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting services to qualified retirement plans
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Recurring fee
1
2
GA
08/25/2015 - Present
Innovation Partners LLC (Roswell GA)
GA
01/20/2006 - 08/31/2015
FPCM SECURITIES, LLC (ROSWELL GA)
CT
04/22/1997 - 09/30/2005
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
CA
08/27/2001 - 09/30/2002
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
GA
10/26/1993 - 08/27/2001
ONE SECURITIES CORPORATION (ATLANTA GA)
CT
09/15/1993 - 10/08/1993
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
CO
04/24/1987 - 10/19/1990
THE GREAT-WEST LIFE ASSURANCE COMPANY (ENGLEWOOD CO)
NA
10/20/1980 - 11/10/1988
EQUICO SECURITIES, INC.
NA
05/11/1987 - 09/13/1988
MORISON SECURITIES, INC.
NA
01/01/1986 - 12/20/1986
SMA EQUITIES, INC.
NA
08/22/1981 - 08/07/1984
CAPITAL ANALYSTS, INCORPORATED
NA
11/01/1977 - 03/19/1981
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
IA
Issued 02/25/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/14/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/22/1977
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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