Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames H. Jessup is a registered representative of Virtus Investment Advisers, Inc. James has been in the securities industry since 2001. James's primary business is investing in mutual funds and other financial products. James is registered to provide investment advice in the state of Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Strategic management for diversified investment portfolios.
An employee of an affiliate is contracted w/ cnbc media as host or guest providing market commentary.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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CT
12/15/2011 - Present
Virtus Investment Advisers, Inc. (MILFORD CT)
NY
06/01/2009 - 06/11/2010
MORGAN STANLEY SMITH BARNEY (PURCHASE NY)
NY
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (PURCHASE NY)
NY
08/15/2006 - 04/02/2007
MORGAN STANLEY DW INC. (PURCHASE NY)
CT
07/19/2001 - 08/07/2006
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (STAMFORD CT)
OH
01/23/2001 - 06/20/2001
ONE GROUP DEALER SERVICES, INC. (COLUMBUS OH)
OH
02/01/2000 - 12/31/2000
ONE GROUP SERVICES COMPANY (THE) (BROOKLYN OH)
RI
06/14/1999 - 08/17/1999
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
BOTH
Issued 12/14/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/18/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/06/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/20/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/2002
Series 7 - General Securities Representative Examination
BC
Issued 06/11/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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