Unclaimed
James Ham is a financial professional with American Fidelity Securities, Inc. James is licensed to provide investment advice in multiple states including Oklahoma, Oregon, California, Nevada, Washington, Montana, and Kansas. James has been in the financial services industry since March 2020. James holds the Series 6 TO, Series 63, and SIE securities licenses. James is registered with FINRA and the state of Oklahoma.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
OK
03/02/2020 - Present
American Fidelity Securities, Inc. (OKLAHOMA CITY OK)
BC
Issued 06/29/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/01/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/17/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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