Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames H Gano is a financial professional with over 10 years of experience in the industry. James is currently registered with Northwestern Mutual Investment Services, LLC and has been with the firm since 2010. James is licensed in 6 states, including Pennsylvania, Maryland, Delaware, Florida, New York and New Jersey. James holds Series 6, Series 63 and Series 65 licenses and has passed the SIE Exam. James is committed to providing clients with personalized financial advice and strategies to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
PA
10/14/2010 - Present
Northwestern Mutual Investment Services, LLC (York PA)
IA
Issued 03/10/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/20/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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