Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Fellhauer is a financial advisor with Stifel, Nicolaus & Company, Inc. He has been in the industry since June 16, 2014. James has a Series 7, Series 66, and SIE license. James has experience working with individuals, high-net-worth individuals, corporations, insurance companies, pension and profit sharing plans, charitable organizations, pooled investment vehicles, state or municipal government entities, and banking or thrift institutions. James is registered to provide financial advice in Alabama, California, Colorado, Florida, Georgia, Illinois, Indiana, Massachusetts, Michigan, Mississippi, Missouri, New Mexico, New York, North Carolina, Oklahoma, South Dakota, Tennessee, Texas, Virginia, Washington, and West Virginia. James is also a registered investment advisor in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
11/30/2020 - Present
Stifel, Nicolaus & Company, Inc. (ABILENE TX)
TX
06/17/2014 - 12/01/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ABILENE TX)
BOTH
Issued 07/15/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/2014
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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