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James H Cooper

Herbert J. Sims & CO, Inc.

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About James H Cooper

James H. Cooper is a financial advisor with over 15 years of experience in the financial services industry. James has a broad range of experience in the financial services industry, having previously worked at firms such as Colliers Securities LLC, Greystone Broker Dealer Corp, BB&T Securities, LLC, and J.P. Morgan Securities Inc. James is currently registered with Herbert J. Sims & CO, Inc. in Maryland and holds a Series 7, 52, 53, and 63 license. James is dedicated to providing clients with personalized financial advice and guidance to help them achieve their financial goals.

Firm Information

James Cooper is currently registered with Herbert J. Sims & CO, Inc.. Herbert J. Sims & CO, Inc. is a Corporation, formed on December 12, 2012. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 6 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

41

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Cooper’s Registration & Firm History

MD

06/13/2024 - Present

Herbert J. Sims & CO, Inc. (Rockville MD)

MN

06/27/2019 - 12/05/2023

COLLIERS SECURITIES LLC (MINNEAPOLIS MN)

NY

07/24/2017 - 06/06/2019

GREYSTONE BROKER DEALER CORP (NEW YORK NY)

FL

11/18/2014 - 02/04/2016

BB&T SECURITIES, LLC (JACKSONVILLE FL)

NY

10/01/2008 - 11/07/2008

J.P.MORGAN SECURITIES INC. (NEW YORK NY)

NY

04/16/2007 - 10/01/2008

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

FL

06/20/2000 - 03/15/2007

HERBERT J. SIMS & CO. INC. (PONTE VEDRA FL)

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Licenses & Designations

BC

Issued 06/07/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/08/2015

Series 53 - Municipal Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/18/2014

Series 52 - Municipal Securities Representative Examination

BC

Issued 06/19/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James H Cooper.
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