Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Mauro is a financial professional who has been in the industry since 2016. Currently, James is registered with Truist Securities, Inc. and is licensed in 52 states and Puerto Rico. James has previously worked at Barclays Capital Inc. and Cantor Fitzgerald & Co.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/30/2018 - Present
Truist Securities, Inc. (NEW YORK NY)
NY
07/05/2017 - 05/24/2018
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
03/16/2015 - 06/15/2016
CANTOR FITZGERALD & CO. (NEW YORK NY)
BOTH
Issued 06/22/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/24/2016
Series 3 - National Commodity Futures Examination
BC
Issued 03/16/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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