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James Guy Benincasa

Flextrade LLC

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About James Guy Benincasa

James Benincasa is a financial advisor who has been in the industry since 1994. James has a wealth of experience working with Flextrade LLC and previously with firms such as Instinet Corporation, J.P. Morgan Securities Inc., D.E. Shaw Securities, L.P., and CS First Boston Corporation. James holds several licenses including Series 3, 7, 9, 10, 14, 24, 63, 99TO and SIE. James is registered with FINRA and the state of New York.

Firm Information

James Benincasa is currently registered with Flextrade LLC. Flextrade LLC is a Limited Liability Company formed on December 18, 2000. The firm is registered in New York and Wisconsin, and has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

19

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Benincasa’s Registration & Firm History

NY

05/07/2004 - Present

Flextrade LLC (GREAT NECK NY)

NY

03/14/2001 - 08/27/2003

INSTINET CORPORATION (NEW YORK NY)

NY

04/05/1999 - 02/07/2001

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

04/08/1996 - 03/16/1999

D. E. SHAW SECURITIES, L.P. (NEW YORK NY)

NY

10/09/1994 - 03/21/1996

CS FIRST BOSTON CORPORATION (NEW YORK NY)

NY

08/11/1993 - 09/26/1994

INSTINET CORPORATION (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/26/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 10/16/2000

Series 24 - General Securities Principal Examination

BC

Issued 08/25/2000

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 08/25/2000

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/21/1995

Series 3 - National Commodity Futures Examination

BC

Issued 08/09/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for James Guy Benincasa. Review regulatory record here.
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