Unclaimed
James Gryta is a financial professional with over 10 years of experience in the financial services industry. James is currently registered with Cetera Investment Advisers LLC. James previously worked with a number of other financial firms including Avatar Securities, LLC, Koyote Trading LLC, Schottenfeld Group LLC, Assent LLC and Andover Brokerage, L.L.C. James is a Series 7, 7TO, 55, and SIE licensed representative and holds the Series 66 Uniform Combined State Law Examination. James is a Registered Investment Advisor in New Jersey. James specializes in providing a range of services to individuals, businesses, corporations, pension plans, insurance companies, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
03/21/2024 - Present
Cetera Investment Advisers LLC (RED BANK NJ)
NY
05/16/2011 - 02/22/2012
AVATAR SECURITIES, LLC (NEW YORK NY)
NY
08/03/2009 - 04/06/2011
KOYOTE TRADING LLC (NEW YORK NY)
NY
07/16/2009 - 10/08/2009
SCHOTTENFELD GROUP LLC (NEW YORK NY)
NY
01/14/2008 - 05/05/2009
SCHOTTENFELD GROUP LLC (NEW YORK NY)
NJ
03/03/2003 - 01/11/2008
ASSENT LLC (EDISON NJ)
NY
09/27/2002 - 03/03/2003
ANDOVER BROKERAGE, L.L.C. (MONTEBELLO NY)
BOTH
Issued 10/30/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 9/11/2023
Series 7TO - General Securities Representative Examination
BC
Issued 9/8/2023
SIE - Securities Industry Essentials Examination
BC
Issued 11/6/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 9/26/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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