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James Griffin

Fifth Third Securities, Inc.

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About James Griffin

James Griffin is a registered representative with Fifth Third Securities, Inc., licensed in Tennessee. James's career in the financial services industry began on July 30, 2022, and they have experience with a variety of financial products and services. They are currently active in both the brokerage and investment advisory fields, holding licenses in Tennessee for both. Their firm, Fifth Third Securities, Inc., is a large firm managing over $1 billion to $10 billion in assets. The firm's main office is in Cincinnati, OH.

Firm Information

James Griffin is currently registered with Fifth Third Securities, Inc.. Fifth Third Securities, Inc. is a corporation headquartered in Cincinnati, Ohio. Founded in 1925, the firm offers a variety of advisory services, including financial planning, portfolio management for individuals and businesses, and selection of other advisors. Fifth Third Securities, Inc. manages over $7.9 billion in assets for a diverse range of clients including individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm also participates in a wrap fee program.
Fifth Third Securities, Inc.

34 FOUNTAIN SQUARE PLAZA

CINCINNATI, OH 45263

$7.98B

Assets Under Management

Not reported

Total Clients

1,080

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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sponsor wrap fee program

Sponsor wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Griffin’s Registration & Firm History

TN

11/18/2022 - Present

Fifth Third Securities, Inc. (NASHVILLE TN)

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Licenses & Designations

IA

Issued 11/18/2022

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/22/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/30/2022

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 06/03/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Griffin.
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