Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Gregory Wallace is a financial advisor with over 20 years of experience in the industry. James has worked with several firms including Quick & Reilly, Inc., Commonwealth Financial Network, Nathan & Lewis Securities, Inc., and Infinex Investments, Inc. James currently works for Steward Partners Investment Advisory, LLC, where James is registered as an investment advisor representative. James is licensed in multiple states and has passed a number of examinations including the Series 6, 7, 63, 65, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Financial consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CT
10/16/2023 - Present
Steward Partners Investment Advisory, LLC (NEWTOWN CT)
CT
09/20/2004 - 10/12/2023
INFINEX INVESTMENTS, INC. (NEWTOWN CT)
NY
06/10/2003 - 10/01/2004
QUICK & REILLY, INC. (NEW YORK NY)
MA
05/18/2001 - 05/23/2003
COMMONWEALTH FINANCIAL NETWORK (WALTHAM MA)
NY
10/03/2000 - 05/24/2001
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
IA
Issued 01/24/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/16/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/2002
Series 7 - General Securities Representative Examination
BC
Issued 10/02/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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