Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Gregory Trautwein is a financial advisor who has been in the industry since 1990. James is currently registered with Equitable Advisors, LLC and has branch office locations in Woodbridge, NJ. James previously worked at Allstate Financial Services, LLC, MetLife Securities Inc., Metropolitan Life Insurance Company, ReliaStar Financial Marketing Corp., MML Investors Services, Inc., Massachusetts Mutual Life Insurance Company, and Mutual of Omaha Fund Management Company. James is licensed to provide financial advice in Arkansas, Florida, Missouri, New Jersey, New York, North Carolina, Oregon, Pennsylvania, South Carolina, and Vermont. James holds the Series 1, 6, 7, 63, and 65 licenses. James specializes in providing financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
10/10/2012 - Present
Equitable Advisors, LLC (WOODBRIDGE NJ)
NE
01/09/2001 - 01/30/2004
ALLSTATE FINANCIAL SERVICES, LLC (LINCOLN NE)
MA
06/03/1998 - 11/02/2000
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
06/03/1998 - 11/02/2000
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NA
05/30/1984 - 03/23/1987
RELIASTAR FINANCIAL MARKETING CORP.
NA
10/28/1982 - 03/12/1984
MML INVESTORS SERVICES, INC.
NA
02/26/1982 - 02/27/1984
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
NA
06/01/1978 - 09/18/1981
MUTUAL OF OMAHA FUND MANAGEMENT COMPANY
IA
Issued 06/22/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/15/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/25/2004
Series 7 - General Securities Representative Examination
BC
Issued 06/02/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/17/1978
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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